Investment Management

We have been a Washington State Registered Investment Adviser Firm since 2006.  Our Trust Company, who executes trades we order in your account, is Shareholders Service Group, Inc.  The custodian who actually holds the investments in your accounts is Pershing, LLC

We act as your investment manager and financial advisor.  We have discretionary authority to execute trades in your accounts and to withdraw our fees according to our service agreement.  We do not have custody of your funds, this is the role of Pershing, LLC,.  Pershing has nearly $1 Trillion in assets under management and serves as custodian to many Registered Investment Advisory firms like ours around the country.

We selected our investment philosophy to specifically achieve smart investing on behalf of our clients.  We specifically selected Shareholders Service Group, Inc. as trust company to execute trades because they are the right fit for the clients we serve.  Together with Shareholder Service Group, Inc and Pershing, LLC, we are able to best execute your investment management.